Investor’s Rights And Responsibilities !

Compliance Information

I. Disclaimer:

  • Registration granted by SEBI, membership of a SEBI recognized supervisory body (if any) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

II. Minimum Mandatory Terms & Conditions:

  • RAs shall disclose to the client the terms and conditions of the research services offered including rights and obligations. RAs shall ensure that neither any research service is rendered nor any fee is charged until consent is received from the client on the terms and conditions. —>> Will be shared at the time of onboarding.

III. Investor Charter: [Click Here: TBD]

  • SEBI provided documents containing details of services provided to investors, investors rights, dos and don’ts, responsibilities, investor grievance handling mechanism and estimated timelines thereof etc.

IV. Code of Conduct: [Click Here: TBD]

  • We abide by Code of Conduct as specified in Third Schedule.

V. Grievance Handling Mechanism:

  • Investors should approach the concerned Research Analyst and s/he shall ensure that the grievance is resolved within 21 days. If grievance still remains unresolved, investors can file a formal complaint on SEBI’s SCORES Portal (Click Here).
Details of
designation		Contact
Person
Name		Address where the
physical address
location		Contact
No.		Email-IDWorking
hours when
complainant
can call
Customer Care/
Head of
Customer Care/
Compliance
Officer/
CEO/
Principal Officer		Surender SinghPune+91 899.947.43**support@myequitysherpa.in9 AM to 7 PM
(Mon to Friday)

VI. Disclosure of all complaints including SCORES complaints received by us:

  • Complaints Report: [Click Here: TBD]

VII. Status of the compliance audit report:

S.No.Financial YearAudit FindingsRemarks
1202xTBD
For deeper insights into our service, contact us using the options below:

Mail: support@myequitysherpa.in | Call: +91 899.947.4310

Address: WeWork Raheja Woods, Kalyani Nagar, Sr. no. 222/1, BLD No.8 Lower, Upper, Podium, 1st to 5th Raheja Woods, 8, Central Avenue, Kalyani Nagar, Pune, MH 411006

Disclaimer: The SEBI registration, Enlistment with RAASB, and NISM certification do not guarantee the performance of the RA or assure any returns to the client.