Disclosures

1. Investor Charter:


2. Code of Conduct:

  • We abide by Code of Conduct as specified in Third Schedule.

3. Grievance Handling Mechanism:

  • Investors should approach the concerned Research Analyst and s/he shall ensure that the grievance is resolved within 21 days.
Details of
designation
Contact
Person
Name
Address where the
physical address
location
Contact
No.
Email-IDWorking
hours when
complainant
can call
Customer Care/
Head of
Customer Care/
Compliance
Officer/
CEO/
Principal Officer
Surender SinghWeWork Raheja Woods, BLD No.8, Central Avenue, Kalyani Nagar, Pune, MH 411006+91 899.947.4310support@
myequitysherpa.in
10 A.M to 7 P.M
(Mon to Friday)

Note: If grievance still remains unresolved, investors can file a formal complaint on SEBI’s SCORES Portal.


4. Status of the compliance audit report:

S.No.Financial YearAudit FindingsRemarks
12027TBDTBD

5. Disclosure of all complaints including SCORES complaints received by us (Updated by 07th of the succeeding month):

YearCarried Fwd. from Previous YearReceivedResolved*Pending#
2026-270WIPWIPWIP
2027-28TBDTBDTBDTBD
2028-29TBDTBDTBDTBD
2029-30TBDTBDTBDTBD
2030-31TBDTBDTBDTBD
Grand Total0TBDTBDTBD
Trend of annual disposal of complaints
  • *Inclusive of complaints of previous years resolved in the current year.
  • # Inclusive of complaints pending as on the last day of the year.
MonthCarried Fwd. from Previous MonthReceivedResolved*Pending#
April, 20260000
May, 2026TBDTBDTBDTBD
June, 2026TBDTBDTBDTBD
July, 2026TBDTBDTBDTBD
Aug, 2026TBDTBDTBDTBD
Sep, 2026TBDTBDTBDTBD
Oct, 2026TBDTBDTBDTBD
Nov, 2026TBDTBDTBDTBD
Dec, 2026TBDTBDTBDTBD
Jan, 2027TBDTBDTBDTBD
Feb, 2027TBDTBDTBDTBD
Mar, 2027TBDTBDTBDTBD
Grand Total0TBDTBDTBD
Trend of monthly disposal of complaints
  • *Inclusive of complaints of previous years resolved in the current year.
  • # Inclusive of complaints pending as on the last day of the year.
Sr.
No.
Received
from
Pending at the
end of last
month
ReceivedResolved*Total
Pending#
Pending
complaints >
3months
Average Resolution
time^ (in days)
1Directly from
Investors
00000NA
2SEBI
(SCORES)
00000NA
3Other Sources (if any)00000NA
Grand Total000000NA
Data for the month ending – April, 2026
  • *Inclusive of complaints of previous months resolved in the current month.
  • # Inclusive of complaints pending as on the last day of the month.
  • ^ Average Resolution time is the sum-total of time taken to resolve each complaint in days in the current month
    divided by total number of complaints resolved in the current month.

Note: In case of any complaints received against the RA due to impersonation of the RA by some other entity, the RA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, RA must close such impersonation related complaints after following the due process as specified by SEBI/ RAASB.

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