Compliance
Our Responsibilities and Investors Rights & Responsibilities
1. Investor Charter:
2. Code of Conduct:
- We abide by Code of Conduct as specified in Third Schedule.
3. Grievance Handling Mechanism:
- Investors should approach the concerned Research Analyst and s/he shall ensure that the grievance is resolved within 21 days.
| Designation | Contact Person | Physical Address | Contact No. | Email-ID | Working Hrs. |
|---|---|---|---|---|---|
| Principal Officer | Surender Singh | WeWork Raheja Woods, BLD No.8, Central Avenue, Kalyani Nagar, Pune, MH 411006 | +91 8999474310 | support@ myequitysherpa.in | 10:00 to 19:00 (Mon to Fri) |
Note: If grievance still remains unresolved, investors can file a formal complaint on SEBI’s SCORES Portal.
4. Disclosure of all complaints including SCORES complaints received by us (Updated by 07th of the succeeding month):
| Month | Carried Fwd. from Previous Month | Received | Resolved* | Pending# |
|---|---|---|---|---|
| Apr, 2026 | 0 | 0 | 0 | 0 |
| May, 2026 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 0 | 0 | 0 |
- *Inclusive of complaints of previous years resolved in the current year.
- # Inclusive of complaints pending as on the last day of the year.
| Sr. No. | Received from | Pending at the end of last month | Received | Resolved* | Total Pending# | Pending complaints > 3months | Average Resolution time^ (in days) |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | NA |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | NA |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | NA |
| Grand Total | 0 | 0 | 0 | 0 | 0 | 0 | NA |
- *Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.
- ^ Average Resolution time is the sum-total of time taken to resolve each complaint in days in the current month
divided by total number of complaints resolved in the current month.
Note: In case of any complaints received against the RA due to impersonation of the RA by some other entity, the RA may adjust the number of such complaints from total number of received/resolved complaints while preparing the above table. Further, RA must close such impersonation related complaints after following the due process as specified by SEBI/ RAASB.
| Year | Carried Fwd. from Previous Year | Received | Resolved* | Pending# |
|---|---|---|---|---|
| 2026-27 | 0 | WIP | WIP | WIP |
| Grand Total | 0 | TBD | TBD | TBD |
- *Inclusive of complaints of previous years resolved in the current year.
- # Inclusive of complaints pending as on the last day of the year.
5. Status of the compliance audit report:
| S.No. | Financial Year | Audit Findings | Remarks |
|---|---|---|---|
| 1 | 2027 | TBD | TBD |
Contact Us: Official Channels
SEBI Registration No: INH000026035 | BSE Enlistment ID: 7069
Registered Name of the Research Analyst: Surender Singh
(Proprietor: My Equity Sherpa)
Address: WeWork Raheja Woods, Kalyani Nagar, Sr. no. 222/1, BLD No.8, Central Avenue, Kalyani Nagar, Pune, MH 411006.
Disclaimer: Registration granted by SEBI, enlistment with BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
Beware of Online Scams & Imposters: When in doubt, confirm via official channels: Email support@myequitysherpa.in or Phone +91.899.947.4310.